Sunday, October 3, 2021

The Qin Dynasty

 The Rise of the Qin 


  • In 403 BCE seven major states remained from the 170 states of the previous period. 
  • Their locations played a key role in their survival. 
  • Six of the states were clustered around the Yellow River. 
  • The Qin and the Chu were not surrounded by the other states. 
  • They were able to expand; in this way they drew unto themselves large populations. 

  • Qin did not enter the feudal system of the Zhou as a state. 
  • It was not until the reign of Duke Xiang (r.777-766BCE). 
  • This was seven years after most of the other established states. 

  • The Qin was culturally different from the other central states. 

  • They were less civilized, more barbaric in their approach to activities like human sacrifice.
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  • Duke Xiao (r.361-336 BCE) had ambitions: strengthen the state and expand it.
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  • For this reason he welcomed advisers from other states. 

  • It was then that the Legalist reformer Shang Yang arrived in Qin. 

  • He showed up with ideas that would change the course of history. 

  • The Conquest 
  • In 256 Qin conquered the state of Zhou. 

  • From 230-220 BCE the Qin destroyed or annexed the remaining kingdoms. 

  • Han fell in 230 BCE 
  • Zhao fell in 228 BCE 
  • Wei fell in 225 BCE 
  • Chu fell in 223 BCE 
  • Yan fell in 222 BCE 
  • Qi fell in 221 BCE 

  • The Qin would begin to rule "all under Heaven." 

  • No previous title was enough to describe the scope of the new ruler's power; so, a new title was devised: "emperor" (huangdi). 

  • Results of the Conquest 
  • 1. independent states were replaced by centrally administered units (commanderies) 
  • 2. the hereditary aristocracy was replaced by appointed bureaucrats. 
  • 3. an ideological shift took place - the state was predicated on warfare and agriculture. 
  • 4. massive public works were undertaken to build up defences. 
  • 5. peasants were resettled to work in previously uncultivated lands.
  • 6. extension of their borders came about due to military conquests.
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  • Reasons for their Success
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  • 1. it possessed natural defences by mountains and the Yellow River 
  • 2. it created irrigation systems and canals to support agriculture. 
  • 3. Qin kings lived long and were competent - hence they were able to maintain stability. 
  • 4. it valued military skills and ruthlessness. 
  • 5. their outsider status made them more open to innovations. 
  • 6. they made use of talent from other states. 


  • Discontent 
  • A year after putting in new laws, there appeared complaints. 
  • It was the fact that the Qin was not punishing the elites who were violating the law. 
  • There persisted a lot of resentment in spite of their success. 
  • After the Duke of Zhao died, the heir came to the throne. 
  • Disgruntled court factions accused Shang Yang of treason. 
  • He fled back to Wei, but was sent back by the people of Wei. 
  • It was there that he was killed by Qin forces. 

  • The Reforms of Shang Yang
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  • He had ideas on how the Qin might become successful at attaining supremacy over all the other states. 
  • He (Lord Shang) started a series of reforms and it would change the state of the bureaucracy. 
  • It would be based on merit and devolving power from the nobility. 
  • He established a new capital at Xianyang and divided Qin into counties. 
  • These counties were administered by non-hereditary magistrates. 
  • He allowed people to sell and buy land. 
  • He stressed a legal code as the best way to govern a state. 
  • He insisted the law apply equally to everyone. 
  • Prior to Centralization 
  • After the Shang King Wu had to deal with a large ranging territory. 
  • He divided China into fiefs and gave them to relatives of the royal house. 
  • They were referred to as "dukes" - they had some autonomy. 
  • The size of feudal kingdoms grew too large and powerful. 
  • The relationship between king and feudal lords became distant. 
  • In 338 BCE Duke Hui of Wei usurped the "king." 
  • Others followed this innovation. 
  • In 226 BCE the ruler of Qin did the same - he adopted the title "king." 
  • In 221 BCE he gained control of all feudal kingdoms. 
  • He resisted to adopt the idea of a feudal system. 
  • He followed the lead of the Qin architect Li Si. 

  • Li Si 
  • Li Si came from the state of Chu. 
  • He had been a student of Xunzi the Confucian scholar. 
  • But he became motivated by power and profit and became an exponent of Legalism. 
  • He sought his fortune in the state of Qin. 
  • He held various government positions. 
  • He was rewarded when the the first Emperor made him Chancellor. 
  • This was one of the top job in government. 
  • Li Si argued against the idea of offering feudal kingdoms to the relatives of the ruler. 
  • He argued that King Wu of Zhou's feudal lords fought against each other unsuccessfully.
  • It eventually led to the rise of states with war. 
  • Division of the Empire
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  • The First Emperor therefore divided the empire into 36 commanderies. 
  • This was administered by appointed officials. 
  • The political/social system, for almost 1,000 years was swept away with one command. 
  • This had a tremendous effect on both the aristocrats and the common people. 
  • The Dissolution of the Feudal Kingdoms
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  • The emperor had to control both rebellious groups and disenfranchised aristocrats. 
  • A number of things were done:
  • a) all weapons were confiscated and sent to the capital. b) they were melted down and cast into bells and statues and placed in the palace grounds. 
  • c) 120,000 of the most wealthy and powerful families were forced to move to the capital. 
  • d) they were placed under surveillance. 
  • e) he built replicas of their palaces in the capital as a way of humbling them. 
  • f) all the people of the empire were graded into a system of non-hereditary ranks. 
  • g) each individual could increase their status only through 1) military achievements 2) agricultural production - 
  • the states included rights to land titles, tax remissions and slavery. 
  • Ending the Monopoly 
  • People still owed the central government taxes, military and labour services. 
  • Land was no longer monopolized by the nobility. Ordinary citizens could buy and sell land. 
  • These policies were to protect the legitimacy of the new imperial government. 
  • They prevented any family or state to challenge the imperial power and authority. 
  • Labour Services and Public Works 
  • Forced labour was required of all adult males. 
  • The plan was to create "expressways" all leading to the capital (Xianyang) 
  • Roads
  • The total length of Qin roads was 4,250 miles (6,840 km.) 
  • This surpassed that of Roman roads. 
  • The most impressive was the Straight Road of Meng Tian. 
  • Meng Tian was one of the most illustrious generals. 
  • He was in charge of constructing a north-south road of some 500 miles. 
  • This cut through mountains and valleys from present day Xi'an to Inner Mongolia. 
  • This was to keep an eye on the activities of the Xiongnu and other nomads. 
  • Canals:
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  • Equally important were the canals - especially the Zeng Guo canal. 
  • It was named after an engineer from the state of Han. The canals were important for shipping supplies to the Qin armies. 
  • These Qin armies tried to conquer the southern kingdom. 
  • Irrigation Systems: 
  • Irrigation systems were also put in place, hence preventing flooding and drought.

  • The Great Wall 
  • The origin of the building of the wall goes back to remote antiquity. 
  • Archaeologists have found village walls dating from the neolithic period. 
  • Land was no longer monopolized by the nobility. 
  • Original Wall and Walled Cities
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  • A wall of stamped-earth was found at Erligang (Henan) dating back to the Shang Dynasty. 
  • It was a 4.3 miles long and in places more than 30 feet high. 
  • This suggests to archaeologists that the Shang was a network of walled cities.
  • It was presided over by a king moving from settlement to settlement.
  • The Zhou organized their state around wall cities.
  • They were inhabited by the king and his royal kinsmen and functioned as military strongholds.
  • After the collapse of the Western Zhou, individual city states became independent powers.
  • This was the Spring and Autumn period.
  • Their population ranged from 3,000 to 10,000 people.
  • They felt less obliged to be loyal to the Zhou king.
  • The stamped-earth method continued in the Warring States period to mark skate borders.
  • It was also used as a defence against nomadic incursions along the northern frontier.
  • These cities were often divided into two parts.
  • 1) for public and governmental buildings.
  • 2) for residential, commercial and industrial purposes.


  • Warring states cities constructed the outer wall to be about 15 miles.
  • Their populations often reached 200,000 people.

  • At first the First Emperor ordered the demolition of these walls throughout the empire.
  • This was to cripple the defence of these former states.
  • Then he began wall constructions under his own terms.



The Qin Wall


  • One of the largest construction projects was the “10,000 li” long wall.
  • a li is 546 yards or 500 meters.

  • After the conquest Meng Tian with 300,000 men drove the nomads out of the north.
  • There he began to fortify the frontier with constructions.
  • He also repaired and connected the existing Warring States wall.
  • The Qin worked at this for ten years.
  • During the Qin there was not one”Great Wall.”
  • It was a system of walls setting up a border and a line of defence.
  • Very little remains of the wall erected by the First Emperor.
  • There are surviving sections found in Shaanxi, Gansu, Hebei, and Liaoning provinces.
  • Stamped earth using clay, twigs, and gravel were used.
  • The stone walls were built during the Ming period.


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